Posted on by Matt Thomas

On the Concept of “Role Drift” in Laud Humphrey’s The Tearoom Trade and the US Military and Paul the Apostle

Note: This piece is a wide-ranging meditation on Laud Humphreys’ notion of “role drift” in his book The Tearoom Trade, drawn outward into unexpected but structurally suggestive parallels with the historical conversion the Apostle Paul and lived military hierarchy through an interview with an ex-US solider. Beginning from Humphreys’ account of observational immersion and the tendency for participants and observers alike to “go over” through sustained proximity, the piece tracks how identity can be reshaped by exposure to institutional logics and repeated social frames. A military anecdote from the First Gulf War anchors the theory in lived experience, while the figure of Paul becomes an extreme historical case of allegiance reversal that tests the limits of the model. The result is a speculative sociology of affiliation and transformation, where roles are not merely performed but slowly internalized until the boundary between observer and participant, or “they” and “we,” begins to dissolve.

Epigraph:

I believe in this/ and it’s been tested by research/ that he who fucks nuns/ will later join the church.

The Clash

This post takes up that sexiest of subjects, “role-drift.”  In this post I will connect Laud Humphreys’ investigation of “the Tearoom Trade,” that is, casual homosexual encounters in public toilets, the initiation process in the United States military, and the conversion of Paul the Apostle.  Those easily offended by sociological explanations of religion, of sexual preference, or of the comradeship among soldiers should cease reading immediately.

Recently, I finished reading a book–which, as my next post will detail, is a somewhat rare occurrence.  The book was Laud Humphreys’ “The Tearoom Trade,” published in 1970.  It concerns men hooking up with other men, usually strangers, in the public restroom facilities in St. Louis, and it is an eye-opening read.  The blurb on the book jacket pretty much tells the story: “Many American men seek impersonal sex in public restrooms.  Called ‘tearooms’ in the argot of the homosexual subculture, these restrooms are accessible to and easily recognized by those who wish to engage in anonymous sexual encounters {…} By passing as deviant, the author was able to engage in systematic observations of homosexual acts in public settings.  Methodologists will be interested {…} in this unusual application of participant-observation strategies.”  Indeed, methodologists everywhere, I can say without hesitation, were and are all ears.  But the odd thing is that Humphreys, married and purportedly straight when he conducted his research, later divorced his wife and came out as gay.

Now, it may not be considered particularly odd that someone, sociologist or no, who spends several months or years in public toilets observing “insertors” and “insertees” would himself come out eventually, and Humphreys’ persistent use of “us” and “we” to refer to the denizens of the restrooms of St. Louis appears, in retrospect, to be something of a “tell.”  Consider, for instance, sentences such as the following: “when a group of us were locked in a restroom and attacked by several youths, we spoke in defense and out of fear {…} This event ruptured the reserve among us and resulted in a series of conversations among those who shared this adventure for several days afterward” (12), and several other similar uses of plural pronouns.  (It may be of interest here that Humphreys and his study of tearooms enjoyed a brief week in the sun a few years ago when Senator Larry Craig of Idaho was arrested in an airport bathroom stall for foot-tapping–Humphreys covered this topic as well, making clear that foot-tapping was, in 1970, a well-established method of making contact from stall to stall, and already in use by police decoys so many decades ago (20, 87).)

Indeed, the whole study is fascinating, and peppered with wonderfully matter-of-fact passages such as: “There is a great deal of difference in the volumes of homosexual activity that these accommodations shelter.  In some, one might wait for months before observing a deviant act.  In others, the volume approaches orgiastic dimensions.  One summer afternoon, for instance, I witnessed twenty acts of fellatio is the course of an hour while waiting out a thunderstorm in a tearoom.  For one who wishes to participate in (or study) such activity, the primary consideration is one of finding where the action is” (6) (alert readers will recognize the influence of Erving Goffman here; Goffman’s study of gambling establishments is titled “Where the Action Is”).  But the passage which really caught my attention deals with what Humphreys calls “role instability” or “role drift.”  He makes two major points; i) those who start out pitching tend to end up catching; “It appears that, during the career of any one participant, the role of insertor tends to be transposed into that of insertee” (55) (Humphreys attributes this tendency to “the aging crisis” common to tearoom participants); ii) “If {straights} remain exposed ‘too long’ to the action, they cease to operate as straights” (56).  Humphreys here is not referring to men who one day, by accident, may wander into an operational tearoom, but rather to members of the parks department or vice squad who, over time, may be exposed to a wider swath of tearoom activity.  Here is the key passage:

“When some communication continues to exist, parents tend to be ‘turned on’ by their pot-smoking offspring.  Spectators tend to be drawn into mob action, and kibitzers into card games.  Even police may adopt the roles they are assigned to eliminate:

‘It is a well-known phenomenon that when officers are left too long on the vice-squad–the maximum allowable at  any one time being four to five years–they begin to ‘go over’, adopting the behaviorisms and mores 0f the criminals with whom they are dealing, and shifting their primary allegiance’” (Here, Humphreys is quoting from Elliot Liebow’s Tally’s Corner from 1967.  My emphasis).

It is a well-known phenomenon that when officers are left too long on the vice-squad they begin to ‘go over’. The moment I read this, having known of Humphreys’ own history before I read his book, I immediately recognized either a brilliant justification for future defection or an alternative, sociologically-based, theory for how sexual preference is formed.  After all, Humphreys himself spent several years researching and writing “The Tearoom Trade,” over which time he subjected himself to sufficient “action” to push him into shifting his primary allegiance, and to “go over.”  This theory, it goes without saying, flies in the face of the idea that sexual preference is genetic or established in the womb–and just as obviously it cannot explain all instances of same-sex attraction.  But, as a sociologically fascinating explanation for Humphreys own conversion, it remained in the back of my mind.

Several weeks later I was reading Robert Wright’s Atlantic article “One World, Under God,” about the relationship between religion and globalization.  Much of the article deals with the Apostle Paul, and I read something I had long known but never fully processed–Paul persecuted Christians right up until his conversion.  Here’s Wright: “The ‘Apostle Paul’ wasn’t one of Jesus’ 12 apostles.  Quite the opposite: after the Crucifixion he seems to have persecuted followers of Jesus.  According to the book of Acts, he was ‘ravaging the church by entering house after house: dragging off both men and women, he committed them to prison.’  But then, while on his way to treat Syrian followers of Jesus in this fashion, he underwent his ‘road to Damascus’ conversion.  He was blinded by the light and heard the voice of Jesus” (40).  The rest is history, of course, as Paul went on to establish ministries across the Near East, and, according to Wright, recast Jesus’ message as one of love and peace.  There are a couple of classic explanations for Paul’s conversion–first, as Wright says, that he heard the voice of Jesus or God and converted–simple enough.  Second, that Paul was epileptic and had a seizure in which he imagined he heard Jesus.  The first explanation is religious or mystical; the second medical.  But when I read this paragraph, the first thing I thought of was Humphreys–‘It is a well-known phenomenon that when officers are left too long on the vice-squad–the maximum allowable at any one time being four to five years–they begin to ‘go over’, adopting the behaviorisms and mores 0f the criminals with whom they are dealing, and shifting their primary allegiance.’” Had Paul spent too much time on the vice-squad exposed to this rogue new faith and fallen prone to “role-drift”?  This post is not a polemic, and I would not want to rule out religious, medical, or genetic explanations of human behavior–but the unifying thread excited me.

The general topic of role-drift has, in one form or another, been on my mind for several years, and I recently posted an extract of a conversation I had with my editor Dean Williams several years ago.  The narrow topic is how men in the military adapt to the culture–the wider topic is social adaptation and investment in an ideology over time.

===== =====

In the interview below “MT” is the author Matt Thomas and DW is Dean Williams, my editor, who served in the US military in the early 1990s during the First Gulf War.

MT: We’re here with U.S. army lieutenant Dean Williams, and he’s going to tell us a story from his military career. Dean, set the scene for us.

DW: OK, so I was a lieutenant back in the 19–early 90′s in Germany and there was an officer party. And a group of lieutenants, with me among them, we’re sitting next to a very famous general, his name was General Michael Kelly. And he was famous because he had become a one star general in a faster time than any other general in the signal corps. So we were very honored to be sitting there, and having a drink or two, with this kind of military celebrity.

MT: So you’d never talked to a one star general before in such a close setting?

DW: Yes, right, not a nice close setting. Not at a kind of a party where–he was being very open and honest with us, and we really got the sense that he had taken off his, kind of, stars, you know his general stars, he felt like more of a human being than is normally the case. And then I just, I felt this honesty and I felt it was a chance to tell him something that I had always felt in the last few years of being an officer and that was that you really got the sense that there was this vast, you know, impersonal, very powerful “they” that was above you; you had to do things, but “they” were up there controlling things, watching you, sometimes praising you, sometimes yelling at you, but they were there and you were here and there really wasn’t, there wasn’t much of a connection. And yet here was this general, he was part of the “they,” but here he was sitting right in front of us having a beer. And I said that to him; I said “so I really feel this gap between us so this is a good, you know, interesting chance,” and then I’ll never forget, he sat back and he put–he was smoking a cigar, by the way he was a very small man, like a lot of generals are…

MT: Were you smoking a cigar?

DW: No, I was not smoking a cigar ’cause I would have gotten sick, but he was a very small, but very dynamic and powerful guy, with piercing blue eyes, drinking his beer and just very animated and dynamic and energetic, and he leaned back and he actually put his cigar down, and he said “young lieutenant, let me tell you something,” he said “I’ve been in the army around thirty years, and I know exactly what you mean.” But he said, “and I went through as a lieutenant, in Vietnam, and did many many things, and I’ve done many field problems and solved many problems, and yelled and gotten yelled at, and in all my long career, as I went through, at some point, that “they” you speak of became a “we.” And now I feel that I am that “we.” And we were all very impressed with that, and I’ve never–I’ve forgotten many things from that evening; I’ve forgotten many things from the military…

MT: But not that? Not that moment?

DW: Yeah. It seems to me the most powerful statement of what it’s like to be part of an organization and to feel either powerless or have power…

MT: So what he meant is that over time, that you too would become part of that thing that you described as a “they,” you’d be part of it?

DW: Yeah…

MT: You would become it.

DW: You would, and as you spend time and invest in an organization, and as the organization gives you more power, more money, more reasons to stay, it doesn’t become–it gets nearer and nearer–it’s almost like some alien force but then it finally goes into you and you are part of it, actually, which is a very…at that time it was very positive. Now I’m more, I’m thinking was it positive or negative? For all of us.

===== =====

The vice-squad officer “goes over”

the straight becomes queer

the jailer of the faithful becomes an apostle of the faith

the hipster sells out

“every cheap hood makes a bargain with the world and ends up making payments on a sofa or a girl”

the would-be uncommitted passive intellectual confronts the realization that action is ideology and the personal is political

the they becomes a we

the world turns, stays pretty much the same.

Dedication:

For Puritano

Note; If you enjoyed this piece, you may also enjoy the pieces below which also deal with my editor, the Souther Man and one and only Motherfucking Dean Williams.

The Adventures of the Thin Man and Andrea Available Now!
On Trying (and Failing) to Learn Go
Posted on by Matt Thomas

On the Film My Dinner with Andre Part II: Andre in Poland

Note: This is the second in our series on the 1981 Film My Dinner with Andre. An early installment from first blog Classical Sympathies in 2009, this essay takes the Poland episode of My Dinner with Andre as a way into Andre Gregory’s search for “impulse” as a criterion of authenticity, moving carefully through the beehive workshop, Grotowski’s theatrical provocations, and the film’s broader tension between structured performance and lived spontaneity. Reading Andre’s retreat into experimental theatre, ceremony, and liminal group exercises, the piece argues that what appears to be a flight from social form is in fact only possible through highly artificial frames that permit “authentic” behavior to be staged, bracketed, and later resumed as ordinary life. Alongside close attention to the screenplay’s language of impulse, the essay folds in autobiographical reflection to test the boundary between experiment and everyday constraint, ultimately suggesting that Andre’s quest for unmediated action exposes both the appeal and the fundamental instability of authenticity as a lived ideal.

When we left off, Wally was just arriving at the fancy restaurant to which Andre had invited him. While Andre seems quite comfortable in his immediate surroundings throughout the film, he has not been well; in fact it is clear that he has experienced a prolonged period of painful self-questioning. Wally tells us in the voice-over that he re-connected with Andre only after a mutual friend (George Grassfield) found Andre weeping in the street:

George had been out walking his dog in some odd section of town when he had suddenly come upon a solitary man leaning against a crumbling building, sobbing uncontrollably. Well, George was about to walk by rapidly, as one does in New York, when he suddenly realized that the man was Andre {…} Andre explained to him that he’d been watching the Igmar Bergman movie Autumn Sonata about twenty-five blocks away, and he’d been seized by a fit of ungovernable crying when the character played by Ingrid Bergman had said, “I could always live in my art, but never in my life” (19).

It turns out that a few years previously Andre had lost the ability to “live in his art,” and began to struggle with living his life as well. Wally meets Andre, they embrace (“I remember, when I first started working with Andre’s company, I couldn’t get over the way actors would hug when they greeted people. ‘Now I’m really in the theater’, I thought” (20)) and move to the bar. Wally tells Andre that he looks “terrific” to which Andre responds “Well, thank you. I feel terrible” (20). 

This exchange is a touchstone for the entire film, and also stands as a joke that can only be appreciated after seeing the whole film as the issue between how we read the surface expressions of our friends or lovers and how surface impressions often mask deeper issues and problems pervades the film. The exchange also indicates the shallowness of Wally’s observation of Andre at this point in the film, and his desire to simply get through the evening, even if this requires a reliance on cliche. Wally’s uncertainty about the state of his friendship with Andre and the state of the evening leads him to fall back on his “secret profession” as a private investigator. He begins to question Andre about his experiences and Andre begins his tale, which, from the very beginning, oscillates between profundity and absurdity, and between self-knowledge and self-pity.

About five years previous Andre had been invited to Poland to teach a workshop by a fellow director Jerzy Grotowski. He didn’t want to go “because, really, I had nothing left to teach. I had nothing left to say. I didn’t know anything. I couldn’t teach anything. Exercises meant nothing to me anymore. Working on scenes from plays seemed ridiculous. I didn’t know what to do” (22). Grotowski tells Andre to ask for anything he’d like as an attempt to lure him, and Andre responds: “If you could give me forty Jewish women who spoke neither English nor French, either women who have been in the theater for a long time and want to leave it but don’t know why, or young women who love the theater but have never seen a theater they could love, and if these women could play the trumpet or the harp, and if I could work in a forest, I’d come” (22). Grotowski can’t come up with forty Jewish women, but he comes close and finds forty women, plus some men, all of whom are questioning the theater and none of whom speak English. He also finds for Andre a forest which is populated by only “some wild boar and a hermit” (23). Andre agrees to go to Poland.

What we see here is that Andre, unable to live in his life or his art, is looking to get out of his comfort zone; he courts discomfort and discombobulation. He is, in short, a seeker. Once in the forest, Andre is adrift: “technically, of course, technically, the situation was a very interesting one, because if you find yourself in a forest with a group of forty people who don’t speak your language, then all your moorings are gone” (24). This potentially scary situation forces the participants back onto themselves in the absence of familiar structure, organization, hierarchy, or character. Andre likens what occurred in the forest to improvisation, but “in this case you’re the character, so you have no imaginary situation to hide behind. What you’re doing, in fact, is asking those questions that Stanislavski said that the actor should constantly ask himself as a character–Who am I? Why am I here? Where do I come from? and Where am I going?–but instead of applying them to a role, you apply them to yourself” (25-26). 

And indeed the first three quarters of the film is primarily dedicated to the story of Andre’s travels as he tries to answer precisely these questions. The Polish episode, which lasts for several minutes in the film and several pages in the script, has two parts; Andre attends a “beehive” in town and then decamps to the forest with his “workshop”. Grotowski tells Andre about the beehive which Andre decides to attend. Grotowski then asks Andre to lead the beehive: “And I got very nervous, you know, and I said, ‘Well, what is a beehive?’ And he said, ‘Well, a beehive is, at eight o’clock a hundred strangers come into a room.’ And I said, ‘Yes?’ And he said, ‘Yes, and then whatever happens is a beehive” (27).

The beehive begins with a women singing a song of St. Francis and the hundred strangers join in; when this runs its course Andre breaks up the activity. One woman in the group had brought a teddy bear, and Andre uses the bear as a means of breaking the frame of the beehive. The way he describes his action is revealing, and leads us into the main point of this post: “Now there is, of course, as in any improvisation or a performance, an instinct for when it’s going to get boring. So, at a certain point, but I think it may have taken an hour to get there, or an hour and a half, I suddenly grabbed this teddy bear and threw it into the air” (29-30). The singing ends, and the group re-forms into two circles doing a rhythmic dance; the teddy bear flies around the room; Andre “{gives} the teddy bear suck” (31); and a number of people cluster around some candles. “I felt in that moment I could go with my own impulse, you know, and follow my impulse instead of trying to be aware of the whole thing–I saw that Grotowski had his hand right in the flame and was holding it there {…} and I wondered if I could do it” (32-33). Andre succeeds in keeping his left hand, but not his right hand, in the flame, and in due time, the beehive having gone well, Andre wants to wrap it up. Again, he uses the word impulse: “My impulse is that if the show’s been good–get out and leave them laughing” (33). But what differs with this performance is that the participants won’t leave at any determined time, but rather “the farewell took two hours, at least, because nobody left until they had a true impulse to leave” (34). 

In the span of just a few minutes, Andre uses the word “impulse” four separate times. People leave the beehive at their own speed and on their own terms, and for Andre, in retrospect, this seems to have been the point of the exercise: “You see, also we’re talking about trying to find the truthful impulse, to not do what you should do or ought to do or what is expected of you, but trying to find what it is that you really want to do or need to do or have to do” (34).

The whole discussion of Poland, the beehive, and the forest is predicated upon Andre’s insecurity and inability to live either in his art or in his life. Thus, he is seeking some kind of liminal band where art and life meet and in which authentic action can be achieved. The key point here is that this liminal band, this performance space on the margins of art, where art bleeds into life and vice versa, is very much a constructed space. Andre is aware of this, and introduces the beehive explicitly as a type of performance: “I remember watching people preparing for this evening, and of course there was no makeup, there were no costumes, but it was exactly the way people prepare for a performance. You know, people sort of taking off their jewelry and their watches and stowing them away and making sure it’s all secure” (29). Likewise, at the end of the evening “everyone put on their earrings and their wristwatches and went off to the railroad station to drink a lot of beer and have a good dinner” (35). Presumably, over dinner and drinks the beehivers reverted to their “normal,” non-performative selves; after all, they were wearing their jewelry and their watches.

The point here is that although Andre’s account of the beehive suggests something both exciting and moving, the energy required to run the beehive, as well as the freedom required to act on impulse, are only made possible by the very artificiality of the scenario. The shedding of jewelry and watches is an indicator of the intentionality of the evening, a marker that tells us that the normal rules of daily life and human interactions will be suspended. So, while the beehive is not exactly theater, and not exactly performance, for most adults the impulse to throw teddy bears and hold one’s hands in candle flames can only be acted upon under deliberately constructed and constrained conditions. The challenge for Andre throughout his travels is how to “find the truthful impulse” within the context of everyday life.

Throughout the first three-quarters of the film Wally’s input into the conversation is limited almost entirely to “uh-huh,” “ha ha,” “God, really” and “So, what happened then?” We will see in a later post, however, that when Wally does become comfortable enough with the conversation he challenges Andre on exactly this point, asking if it is necessary to travel to the ends of the earth to have an authentic and “real” experience. Indeed, the issue of authenticity arises again and again throughout the film; one way that Andre and his group in Poland attempts to create authenticity is through ceremony. Ceremony, baptisms, mock funerals, sacraments, these are central features of “My Dinner with Andre,” and as Andre and his company prepare to leave the Polish forest his group engages in ceremony in order to celebrate his leadership: “On the final day in the forest the whole group did something so wonderful for me, Wally. They arranged a christening–a baptism–for me. And they filled the castle with flowers. And it was just a miracle of light, because they had set up literally hundreds of candles and torches. I mean, no church could have looked more beautiful” (36). One of the things which strikes me when watching the film is the extent to which Andre in his years of wandering seems to have depended on such ceremonial interludes–it is almost as if simple diurnal existence without explicit indexing of exceptionality and consecrated ceremony was not sufficient to satisfy his longing for authentic, meaningful experience.

So, where does this leave us? Certainly, we can relate to Andre’s desire to forge from ordinary experience a sense of life as sacrament and ceremony, can relate to the urge to transcend the mundanity of the daily grind, whether, as for Andre, this be embodied by “working on scenes” or by the routine of the office and one’s commute. But it is not as easy as all that. At the end of the film, Andre himself admits as much when he says: “I can imagine a life, Wally, in which each day would become an incredible, monumental creative task–a life in which everybody would just go with their impulses, all day long–they would just be themselves every moment, with others. And we’re not necessarily up to it” (109). But perhaps the problem lies deeper yet, and closer to the bone–the very strictures which Andre seeks to escape, those of form, of structure, of organizational reality, of hierarchy and deference, of repression of impulses and desires, these are what make social life in fact possible in the first place. Read thusly, Andre’s quest has about it an element of fundamental futility, of quixotic insistence on a purity of action that is unsustainable within the context of actual social life.

And yet, this is only one side of the argument. I fully understand the impulse behind the desire to act on impulse, understand as well the urge to create a space where anything goes, a space at once dangerous (in the range of actions that can be sanctioned by a sequestered zone which recognizes the viability of non-normal activity) and safe (in the fact that the other participants are trusted to remain “in-group,” and therefore to “behave” within the broadest definition of the term). When I was in university, some friends and I engineered an evening of “pants down.” Four of us sat around a friend’s dorm room sans trousers etc. and then attempted to act as normal as possible. One of us was gay. The exact rationale for the stunt now escapes me, but the general idea was to test to what degree pants were necessary for normal life to proceed. While nothing particularly memorable was said or done, the evening remains memorable: my primary memory is the initial frisson which accompanied the experiment–it felt like we were putting something on the line. Andre through the film suffers from a similar need to put himself on the line.

The trouble with authenticity and living on impulse is, simply, that one person’s authenticity is another’s callousness; one person’s impulse is another’s betrayal; one person’s honesty is another’s arrogance. Believe me on this last point, dear reader, for I know of what I write. Still, even for the more responsibly minded among us there are moments when the tissue which constrains our behavior within the realm of social acceptability begins to fray, and the liminal zone between life and art, between normality and some version of outre performance, may appear on our event horizon. In “My Dinner with Andre,” Andre moves from the intentional structuring of events in which the barrier between acceptable and bizarre may be broached, to simply ignoring this barrier altogether, and finally back to more class-appropriate activities such as telling tall tales of lost years over fine wines in a Manhattan restaurant. This is not to suggest, however, that Andre’s concerns are rendered in any way passe by the film–indeed the issues which his relentless self-questioning brings to bear haunt one past bedtime, and deep into the night.

* This post deals with pages 19-37 of the screenplay.

to be continued…

Posted on by Matt Thomas

On the Film “My Dinner with Andre” Part I: Wally in New York

Note: Opening a multi-part early series from my first blog Classical Sympathies back in 2009, this piece takes up the beginning of Wallace Shawn’s walk through New York en route to his meeting with André Gregory in My Dinner with Andre, using Wally’s voice-over as a lens on artistic precarity, everyday survival, and the comic disproportion between existential weight and mundane errands. The note situates the film’s opening movement as both narrative setup and philosophical framing: a winter city of post offices, xerox shops, and unanswered calls becomes the psychological prelude to a conversation that will later expand into memory, performance, and self-mythology. This installment follows Wally up to his arrival at the restaurant for the pre-dinner drink, where the film’s central encounter is still suspended in anticipation, and meaning is generated less by action than by the act of getting there.

My Dinner with Andre is the famous, or infamous, 1981 film of a dinner conversation between Wallace Shawn, the actor and playwright, and Andre Gregory, the theater director. If I were to make a twofold claim for the film: i) that it is one of the most action packed films ever made, and ii) that it effectively encapsulates the thematics of the entire 20th century, I do not think this would be overstatement. My intent here, however, is not to establish either of these postulates, but rather to simply “blog” the script in the hopes that what needs to be said works its way to the surface. Fair warning: the undertaking will require several posts.

Money crops up on two of the first three pages of the script, and because money, and the lack of it, is a theme that runs beneath the entire script: Andre has money, has the freedom to travel and to spend several years trying to “find himself”; Wally does not. Still, “having money” is, as ever, a relative concept. At the opening of the film, Wally is seen walking through the streets of New York, heading for the restaurant where he is to meet Andre. It appears to be winter, maybe February. In the opening voice-over, Wally ruminates on the life of the artist: The life of a playwright is tough. It’s not easy, as some people seem to think. You work hard writing plays, and nobody puts them on. You take up other lines of work to try to make a living–acting, in my case–and people don’t hire you. So you spend your days crossing the city back and forth doing the errands of your trade. Today wasn’t any easier than any other day. I’d had to be up by ten to make some important phone calls, then I’d gone to the stationary store to buy envelopes, and then to the xerox shop. There were dozens of things to do. By five o’clock I’d finally made it to the post office and mailed off several copies of my plays, meanwhile checking constantly with my answering service to see if my agent had called with any acting work. In the morning, the mailbox had been stuffed with bills. What was I supposed to do? How was I supposed to pay them? After all, I was doing my best (17).

One of the marvelous things about the film is the tongue-in-cheek humor that is rarely, if ever, directly alluded to. A deeply serious film, Andre is also a comedy, a fact which we can recognize because we see that the writers are having fun with the characters who are in turn themselves. That is, Wally and Andre are playing versions of themselves–we assume that most of the experiences that Andre recounts in the film are based on real experiences, and that Wally’s account of his home life is more or less true to life–but exaggerated versions. As Shawn says in the preface to the script, “I knew immediately that {…} I’d have to distort us both slightly–our conflicts would have to become sharpened–we’d have to become–well–characters {…} It would be an enormously elaborate piece of construction” (14). In this initial passage, the humor lies in Wally’s conception of a difficult life: “I’d had to be up by ten to make some important phone calls.”

Wally’s sense of pressure is, from the outset, deliberately out of proportion to the scale of his circumstances. The tone is one of genuine complaint, but the complaint itself is almost comically domestic: the architecture of a “hard day” is built out of errands, envelopes, xerox shops, and an answering service that may or may not contain salvation in the form of an acting job. What Shawn achieves here, and what the film quietly sustains, is a recalibration of seriousness—where existential weight is not attached to grand events but to the texture of administrative survival. Wally’s New York is not a place of romance or revelation, but of circulation: between post office, mailbox, and telephone, as though modern artistic life has been reduced to a loop of deferred contact with recognition.

At the same time, the humor is never fully separable from sincerity. Wally is not merely being mocked; he is also articulating a recognisable condition of artistic precarity, one that the film refuses to glamorize. The genius of the opening monologue lies in this double register: we are invited to laugh at the disproportion between emotional tone and material fact, but we are also made to recognise how easily that disproportion becomes a lived reality. The “dozens of things to do” are not nothing; they are just insufficiently legible as crisis, which is precisely what makes them feel like crisis.

By the time Wally finally moves through the city toward the restaurant, the structure of the film has already been quietly established: this is a world in which meaning is not delivered through events but through the way events are narrated to oneself while walking between obligations. New York, in this sense, is not a backdrop but a medium of self-composition—an environment in which thought is constantly being assembled under mild pressure, as though consciousness itself were an errand.

He checks the time again, as he has been doing throughout the afternoon, and adjusts his route slightly, not out of urgency so much as orientation. The meeting with André already exists in his mind as something slightly unreal, a fixed appointment that has not yet been granted substance by arrival. He crosses another block, passes into the thinning evening light, and begins to approach the restaurant where, for the first time that day, the structure of waiting will shift from solitary to shared.

to be continued…

Posted on by Matt Thomas

Some Older Poems

Note: These four poems come from an early era of my writing life—where satire, associative logic, and linguistic mischief are all still operating at full voltage and without much concern for genre stability. They move freely between cultural detritus, private irritation, and comic metaphysics, as if trying to test how far language can bend before it either collapses into nonsense or reveals a hidden structure underneath it. What holds them together is less any single theme than a consistent tone of alert instability: a mind watching itself generate connections in real time, amused by its own excesses but also half-suspicious of what they might mean. Read together, they sit somewhere between parody, dream-logic, and cognitive overproduction—early signals of a style that treats thought not as expression of meaning, but as an event that happens in language.

Inspired by Robyn Hitchcock

The urge to pen nonsense descending

This seems an appropriate forum

For all my synapses are blending

And my skull has become rather warm

Hurrah for men in long white beards

Kris Kringle and Komani

Who, hypnotized, disclose deep fears

Of the seamstress Miss Delany

‘Cause there’s a mistake with a head-cold

There’s a death-wish with nine lives

There’s a blowpipe with a blindfold

And it’s stalking both your wives

There’s my niece in a wave function

A control freak in a kilt

And they waltz without compunction

On the philosophy you built

When skeletons meet

Bones get up on their feet

For square dancing

The mandibular dreamers

Mirrored a phalanx of femurs

And they all started prancing

Yes, the babe he loves best is his manageress

But she’s frigid

Everytime she comes round

His spirits get down

But he’s rigid 

The houses she owns

Are deliberate clones

Of the suburbs

Lights go on with a clap

Every mouse to its trap

In the cupboards

I found a crème-egg in a fern

It was hatching and snatching in turn

I chose not to come all that close

For fear that it might be verbose

Oh, I wish I could write an acrostic

And that chemicals weren’t so caustic.

I wish that my lunch-trays were blue

Or speckled like they are at the zoo

But quarrels came as quarrels will

Concerning pilfered cherries

When I got up to press a pill

Some bastard thieved my necessaries

A creaking neck, a morbid thought

The story of an evening

We wish we were what we are not

And now I must be leaving

The Paperless Office

The paperless office is dead

It’s long since been put to bed

Though we claim to ‘ave gone green

You must know what I mean

The paperless office’s been stood on it’s head

The paperless office has flipped

The idea was just a blip

We print quite promiscuously

Use A4 insistently

The paperless office papers on at a clip

The paperless office’s defunct

The concept has flat-out flunked

The paradox being

We’re surrounded by screens

But the paperless office is sunk

The Present

a form is filled

money is sent

a conscience is salved

a small difference is made

while somewhere

under the cover of darkness

or in the light of day

the beat down goes on

Limerick

A pious reformer named Mather

was frequently known to blather

about the great judgment hour

but the word from the shower

was that Mather knew his way around lather

Posted on by Matt Thomas

On the Song Prince Hal’s Dirge: Confidence, Reformation, and the Politics of Self-Making

Note: This short essay takes Loudon Wainwright III’s song “Prince Hal’s Dirge” as a lens through which to revisit Shakespeare’s Prince Hal in Henry IV, focusing on the idea of self-fashioning across time. It reads Hal’s apparent debauchery and later reform not simply as moral transformation, but as a theory of confidence—either consciously staged, in Shakespeare’s version, or more instinctively internalized in Wainwright’s. Moving between text and song, the piece explores how both versions hinge on the same underlying question: what kind of inner structure allows a self to pass through disorder, delay, and social misreading without collapsing, and to reconstitute itself as effective action when the moment arrives.

Epigraph:

Take me to the ale house
Take me to the whorehouse.
If I vomit, keep me off of my back.

Loudon Wainwright

This piece takes as its source the song “Prince Hal’s Dirge” by Loudon Wainwright III, itself based on Shakespeare’s character Prince Hal from Henry IV. The figure of Hal is one of Shakespeare’s most carefully constructed political selves: a young man who deliberately inhabits disorder in order to make his eventual reformation into kingship appear all the more legitimate, even necessary.

In Henry IV, Hal openly announces this strategy to Falstaff and the other tavern companions:

I know you all, and will awhile uphold
The unyoked humor of your idleness.
Yet herein will I imitate the sun,
Who doth permit the base contagious clouds
To smother up his beauty from the world,
That, when he please again to be himself,
Being wanted, he may be more wondered at
By breaking through the foul and ugly mists
Of vapors that did seem to strangle him.

And again:

So when this loose behavior I throw off
And pay the debt I never promised,
By how much better that my word I am,
By so much shall I falsify men’s hopes;
And, like bright metal on a sullen ground,
My reformation, glitt’ring o’er my fault,
Shall show more goodly and attract more eyes
Than that which hath no foil to set it off.
I’ll so offend to make offense a skill,
Redeeming time when men think least I will.

Hal’s logic is explicit: he will cultivate disorder as a kind of aesthetic and political foil. His apparent immersion in low company is not failure but strategy. Falstaff and the tavern world become, in effect, instruments in the staging of legitimacy.

Paraphrased, Hal is saying: I will live among you for a time, but only in order to abandon you later in a way that maximizes my transformation into kingship. He is a political animal who understands reputation as something staged across time.

Loudon Wainwright III’s “Prince Hal’s Dirge” takes up this same figure, but shifts the emphasis in a revealing way. Wainwright—still best known to many for novelty songs like “Dead Skunk,” though his broader body of work is far more substantial—reimagines Hal less as calculating strategist and more as self-contained performer of confidence within disorder.

The song opens in full immersion in debauchery:

Give me a capon
And some roguish companion,
A wench and a bottle of sack.
Take me to the ale house
Take me to the whorehouse.
If I vomit, keep me off of my back.

Here Hal is not yet strategy, but appetite. The political mask is absent; what remains is the world of consumption, drink, sex, and collapse.

But Wainwright then pivots:

My father, he thinks I’m a good for nothing
that I won’t amount to much.
But he’s not aware of my secret weapon.
I can count on myself in the clutch.

This is the key transformation. Shakespeare’s Hal is self-consciously future-oriented: he plans his reformation as spectacle. Wainwright’s Hal, by contrast, carries an interiorized assurance that he will simply “come through.” The emphasis shifts from calculation to instinctive resilience.

This continues in the song’s martial register:

Show me a breach,
I’ll once more unto it.
I’ll be ready for action any day.
I’ll straighten up, and fly most righteous.
In a fracas, I’ll be right in the fray.
I can drink you under twenty-five tables,
Fight and be a ladies man.
But all this will change,
When I’m good and ready,
To become the king of this land.

The phrase “any day” is doing important work here. It carries the rhetoric of readiness without commitment to timing. It suggests immediacy while quietly deferring it indefinitely. The transformation is always available, never enacted.

What emerges is a different psychological structure from Shakespeare’s original. Shakespeare gives us a political actor who consciously engineers perception over time. Wainwright gives us a man who believes in a durable inner core of competence—someone who can be disordered without being undone.

And yet both versions converge on the same underlying mechanism: confidence as political force. Whether staged (Shakespeare) or internalized (Wainwright), Hal’s power rests on the belief that identity can survive its own contradictions and ultimately reorganize them into legitimacy.

Singing “Prince Hal’s Dirge” before work, I find myself struck less by the irony of Hal’s transformation than by the necessity of something like an unbreakable interior core—something sealed enough to survive fluctuation, failure, and delay, but still flexible enough to return to action when required.

That, ultimately, is what both Shakespeare and Wainwright are circling: not morality, not reform, but the strange political psychology of self-belief under time pressure.

Dedication:

For my father, the biggest Shakespeare lover I know.

Note: If you liked this piece, you may also like the pieces below which also take up various literary works.

On Staying in Business Hotels (Featuring a Little 9-ball)
On Raymond Carver’s “Fires”
Posted on by Matt Thomas

Review of the Film Code 46

Note: We don’t do a lot of film reviews here, but Code 46 earns the exception—partly because Michael Winterbottom is one of my very favorite directors, and still wildly underrated, and partly because this film quietly seeps into you in a way that feels unshakable; set in a world that is clearly not ours but just similar enough to be discomforting—real Shanghai that isn’t quite real, deserts that feel earned, a system of “cover” and genetic law that replaces freedom without ever announcing itself—the film follows William, a kind of intuitive investigator who lives more than feels, and Maria, who works in a bureaucratic “fate factory” and senses, before she knows, that something is already off; their connection unfolds in fragments—interrogation as flirtation, impulse as rebellion, intimacy as violation—until the central truth emerges: in a world where memory can be edited and biology legislated, even love itself can be illegal; the genius of the film is its restraint.

Tim Robbins and Samantha Morton don’t overwhelm you with chemistry, which actually makes the relationship feel more provisional, more real, more doomed—and by the time the system reasserts itself (memory erased, lives restored, Maria exiled with the burden of remembering), you realize the film hasn’t been building to a climax so much as a quiet erasure; it’s less than 90 minutes, barely announces its futurism beyond small details (languages blending, empathy viruses, low-fi surveillance), and yet it lingers in a way much louder films don’t; it also clearly fed into the DNA of the Thin Man—this idea of movement through controlled spaces, of intuition over evidence, of relationships that feel both fated and structurally impossible—and in that sense it’s not just a film I admire, it’s one that got under the skin and stayed there.

Michael Winterbottom’s Code 46 is less a conventional sci-fi film than a drifting, half-lucid meditation on love, control, and memory. It runs under 90 minutes, but it feels strangely elongated—like a dream you keep slipping back into.

The hero, William (Tim Robbins), isn’t exactly living—he’s existing. A kind of insurance investigator, a “driver” moving through a world defined by pollution, restriction, and bureaucratic control. This isn’t the neon overload of something like Blade Runner—Shanghai here feels real, but off. The deserts outside the cities are harsh and empty; if people can’t get “cover” to move, there’s a reason. The world is closed, stratified, quietly oppressive.

William is established early as compassionate—at a checkpoint, he shows a kind of human softness that marks him apart. But he’s also slippery. He bluffs and charms his way through situations, his “cunning” explicitly noted as one of his professional tools. He doesn’t rely on evidence so much as intuition: “It’s intuition you’re paying for.”

Maria (Samantha Morton) narrates parts of the film, grounding it in something more intimate and unstable. Her sense of time is fractured—lucid dreaming, recurring visions, a sense that something is about to happen. “Every year I have this dream… is this the night I wake?” There’s a constant feeling that fate is closing in. She works in what is essentially a “fate factory,” issuing the cover documents that determine where people can go and what they can do. In this world, fate substitutes for freedom.

When William meets Maria, there’s an immediate sense of déjà vu—she feels she’s met him before. Their early interactions blend interrogation and flirtation. The dynamic is unusual: older man, younger woman, but the aesthetic—her shaved head, the stripped-down environments—blunts the cliché. Their connection feels tentative, exploratory. She tests him; he reads her. There’s attraction, but it’s not fully trusted on either side.

Their relationship develops in fragments: subway encounters, shared meals, small rule-breaking gestures. William knows she’s impulsive—she admits it. The film introduces the idea of engineered “viruses” that alter human ability—perfect pitch, empathy. It’s a strange, understated sci-fi touch that reinforces how mediated everything is, even emotion.

There’s a looseness to their chemistry. Robbins and Morton don’t generate overwhelming heat, but that actually works. The relationship feels uncertain, provisional—two people circling something they don’t fully understand. Their intimacy is uneven, sometimes tentative, sometimes urgent. Maria seems to need William more than he needs her, or at least she feels the stakes more sharply.

The world around them continues to intrude. There are hints of smuggling, of bureaucratic corruption, of quiet desperation. Maria has lived “outside” for ten years—without cover, presumably—which raises questions the film never fully answers. William’s moral stance, when it emerges, feels weak, almost performative.

When he returns home, he tries to reassert control—rejecting Maria, then calling her back. But the narrative destabilizes. A colleague dies; William is sent back to investigate. The technology—video links, surveillance—feels oddly low-fi, as if the future never quite fully arrived.

As William digs deeper, the film’s central taboo emerges. Maria has violated Code 46—a genetic restriction law. Through fragments of dialogue and investigation, William pieces together the truth: they are biologically too similar. A “50% match.” Worse, her mother was a clone—one of many. The implications are quietly devastating.

Maria’s past is altered—an illegal pregnancy erased, along with the associated “memory cluster.” Identity itself becomes unstable. Memory, love, and experience can all be edited, removed, rewritten.

Their attempts to escape—to flee together, to build something outside the system—feel almost doomed from the start. The idea of Jebel Ali, drawn from her father’s stories, becomes a kind of imagined refuge. But the system closes in. A car crash. Memory erasure. Reintegration.

In the end, William is returned home, restored to his life, his wife, his routine. Covered for. Maria, by contrast, is exiled—sent out into the desert with her memories intact. She becomes the one who remembers, who carries the weight of what happened.

The final note is pure loss. Lost love, stripped of even the possibility of reunion. Maria staring out into the distance, holding onto something the world has decided should not exist.

Code 46 is not a perfect film. It’s uneven, sometimes opaque, and emotionally muted in ways that can frustrate. But its ideas linger. It captures something rare: a future where control is soft but absolute, where love is possible but prohibited, and where memory itself becomes the final battleground.

It doesn’t hit you all at once. It seeps in.

Posted on by Matt Thomas

A Direct Challenge to the Idea of the Direction of Disintegration or Stress Point in the Enneagram

Note: The disintegration model in Enneagram theory is often presented as a stable directional map—types “move” under stress into predictable neighboring patterns. But in lived experience, this model can become overly schematic and psychologically flattening.

What it risks missing is that what looks like “disintegration” is often not a movement into another type, but a loss of functional integration across multiple systems at once: attention, affect regulation, impulse control, social adaptation, and narrative coherence do not shift in a single vector. They fragment unevenly.

In practice, what gets labeled as disintegration may include: regression into earlier learned coping strategies rather than type-specific movement; situational adaptation under constraint (not structural change); nervous system overload presenting as behavioral inconsistency; or simply fatigue states misread as typological drift.

The model also assumes a kind of psychological symmetry between integration and disintegration paths that is not always empirically supported. Integration often feels like increased flexibility and coherence, but “disintegration” can be indistinguishable from stress, grief, substance effects, sleep deprivation, or environmental pressure.

The core critique is therefore structural: The disintegration pathway is better understood as a metaphor for destabilization under load, not a reliable map of personality transformation.

Which means its value is poetic and heuristic, but limited as a diagnostic or predictive framework for actual human behavior over time.

Epigraph

These days I feel immune
To all the sadness and the gloom
If things fall into place
Get onto the right side of grace


— The Jesus and Mary Chain

Introduction and Thesis

This paper takes a direct and critical look at the Enneagram concept of the “direction of disintegration,” more recently reframed as the “stress point.” While various authors and teachers—including Don Richard Riso and Russ Hudson—have attempted to soften or reinterpret this terminology, the underlying assumption remains largely intact: that movement in one direction represents growth, while movement in the other reflects regression under stress.

This paper challenges that assumption directly. I argue that if one of the central aims of Enneagram work is to evolve through the full set of connecting points (for example, 5–8–2–4–1–7), then the so-called “direction of disintegration” cannot coherently be understood as purely regressive. On the contrary, it may represent a necessary and even ultimate phase of development—one that completes the circuit rather than deviating from it.

More specifically, I propose that what is commonly termed “disintegration” is better understood as the destabilizing emergence of previously repressed or underdeveloped capacities. Movement along these lines—particularly under conditions of stress—may therefore appear chaotic or maladaptive in the short term, while in fact reflecting the early stages of a deeper and more comprehensive integration. In this sense, the concept of “disintegration” does not merely mislabel the process; it obscures its developmental significance.

This perspective may be further illuminated by comparison with cyclical models of development, including certain strands of Buddhist thought, in which the movement from undifferentiated being through structured identity and back toward a more integrated state is understood as a continuous process. From this vantage point, the so-called “direction of disintegration” may be interpreted not as a fall from development, but as a return toward a more foundational mode of experience—one that has been obscured, rather than lost, in the formation of personality.

Personal and Theoretical Grounding

My interest in this question is not purely theoretical. From the outset, I found the concept of “disintegration” difficult to reconcile with lived experience—particularly in relation to my own type, Type 5. In the standard model, the Five is said to disintegrate toward Type 7, exhibiting scattered, excessive, or escapist tendencies under stress. While I recognize the descriptive accuracy of this account at certain levels of functioning, it does not fully capture the experiential reality of the movement.

In my own case, the movement toward 7 has not been merely regressive. On the contrary, it has often represented access to states that feel more expansive, embodied, and alive than the constrained intellectualism of the core Five structure. This raises a fundamental question: if the experiential quality of this movement can be described as more “whole” rather than less, in what sense can it be understood as disintegration?

One possible answer lies in the developmental origins of type itself. If personality structure is understood, as Don Richard Riso and Russ Hudson suggest, as a provisional adaptation formed in early childhood, then it is reasonable to ask what precedes that adaptation. It is at least conceivable that what emerges in the movement toward the so-called disintegration point is not simply dysfunction, but the reactivation of capacities that were present prior to the consolidation of type—capacities that were subsequently repressed in the service of psychological survival.

In this light, the apparent instability of “disintegration” may reflect not breakdown, but overload: the sudden return of domains of experience—such as sensation, spontaneity, or emotional intensity—that the personality has not yet learned to integrate. What appears as regression is, in this sense, the difficulty of expansion. The task is not to avoid this movement, but to engage it consciously, such that what begins as turbulence may ultimately become integration.

Literature Review: The Problem of Directionality in Enneagram Theory

The question of directional movement along the Enneagram’s lines of connection remains one of the least resolved and most inconsistently articulated aspects of the system. While widely taught using the language of “integration” and “disintegration,” there is no clear consensus in the literature regarding the precise meaning, function, or developmental significance of these movements. A review of major contributors to the field reveals a pattern of partial reformulation without full theoretical resolution.

The most influential articulation of directional movement appears in the work of Don Richard Riso and Russ Hudson, particularly in Personality Types (1987/1996) and The Wisdom of the Enneagram(1999). In this model, each type is understood to move along two lines: one toward “integration” (growth) and one toward “disintegration” (stress). Movement in the direction of integration is said to require conscious effort and corresponds to psychological health, while movement toward disintegration is described as automatic, reactive, and associated with declining levels of functioning.

However, this model contains an important and often overlooked tension. Riso and Hudson also suggest that the broader aim of Enneagram development is to move “around the circle,” integrating the positive capacities of all types over time. This implies that the points reached via the so-called direction of disintegration are not inherently pathological, but form part of a larger developmental sequence. The result is a structural ambiguity: movement toward a given point may be framed as regressive in one context and developmental in another, depending on whether it is understood locally (single-step movement) or globally (full-cycle integration). This inconsistency has not been fully resolved within their framework.

Subsequent authors have attempted to refine or reframe this model, often by softening the negative connotations of “disintegration” without fundamentally altering the underlying directional asymmetry. Sandra Maitri, for example, rejects the terminology of stress and disintegration and instead proposes an “inner flow” governed by what she describes as a “logic of the soul.” In her model, forward movement along the lines is driven by a search for fulfillment that ultimately proves unsatisfying, while backward movement leads toward what she terms the “heart point,” associated with a deeper layer of the self or “soul child.” While this approach usefully destabilizes the purely negative interpretation of one directional line, it replaces it with a different asymmetry, privileging backward movement as more essential to growth. Moreover, the conceptual basis of this model remains insufficiently specified, particularly in its account of how and why one direction should be considered developmentally primary.

Beatrice Chestnut builds on and systematizes aspects of Maitri’s approach, offering a more structured reinterpretation of the lines of connection. In her model, movement along both lines can be either constructive or maladaptive, depending on the level of awareness and integration involved. Terms such as “growth through stress” and “security point” attempt to capture the complexity of these dynamics, acknowledging that development may occur through challenge as well as stability. While this represents a significant advance in clarifying the bidirectional potential of the lines, it nevertheless retains an implicit directional logic and does not fully resolve the question of whether one direction should be considered primary, or whether the distinction itself is theoretically necessary.

Other contributors, including Tom Condon, have explicitly questioned the stability of unified directional models. Condon argues that individuals routinely access both connecting points under a range of conditions and that attempts to impose a single, consistent directional pathway oversimplify what is, in practice, a complex and dynamic psychological process. From this perspective, the notion of a fixed “direction of disintegration” becomes increasingly difficult to sustain, as both lines appear capable of expressing high and low functioning depending on context.

Across successive editions and public teachings, Russ Hudson has made a clear and commendable effort to soften the language surrounding the Enneagram’s directional model. Terms such as “disintegration” have increasingly been reframed as “stress,” and there is greater emphasis on the idea that no movement within the system is wholly negative. This shift toward more “warm” and less judgmental language reflects a broader maturation within the field and has undoubtedly made the system more accessible and psychologically usable.

At the same time, this evolution in terminology has not been matched by a corresponding clarification of the underlying theory. The central asymmetry—where one direction is implicitly associated with growth and the other with regression—remains largely intact, even as the language used to describe it has become more neutral. As a result, the model continues to carry an unresolved tension: it acknowledges that all points contain both higher and lower expressions, yet continues to treat movement toward certain points as fundamentally stress-based rather than developmentally necessary.

As other contributors have begun to explore more symmetrical and developmentally integrated interpretations of the lines, the persistence of the traditional asymmetry begins to feel less like a settled conclusion and more like an inherited assumption that has yet to be fully re-examined.

In this respect, the field appears to have reached a transitional stage. The vocabulary has evolved, the teaching has broadened, and important correctives have been introduced. Yet the underlying structure of the model—particularly with respect to directional movement—remains theoretically underdeveloped. For a system that places such emphasis on precision of language and clarity of inner dynamics, this gap is not insignificant. It suggests that what has often been treated as a foundational principle of the Enneagram may, in fact, remain an open question—one that calls for more direct and systematic reconsideration.

Applications: Reconsidering the Nine Directional Movements

If the preceding analysis is correct, then the implications must be demonstrated concretely across the system itself. What follows is a re-examination of each of the nine directional movements traditionally described as “disintegration.” In each case, I argue that what has been labeled regression can be more accurately understood as the activation of a higher function—a necessary but often turbulent phase of integration.

Type 1 → Type 4: Emotional Depth as Higher Function

In the conventional model, Type 1 “disintegrates” to Type 4, becoming moody, self-absorbed, and emotionally volatile. The principled, rule-oriented One—committed to order and correctness—appears to lose stability and fall into irrational feeling states.

However, this interpretation overlooks the rigidity inherent in the One’s structure. Ones tend to operate within strict internal frameworks, often fearing deviation from what is “right.” This can produce clarity and integrity, but also emotional constriction and black-and-white thinking.

Movement toward Type 4 introduces a necessary counterbalance: emotional depth, nuance, and subjectivity. The Four’s capacity for feeling, imagination, and romantic engagement allows the One to move beyond mere correctness into lived experience. What appears as instability may, in fact, be the early and uneven integration of emotional life. A One who cannot access this domain risks becoming brittle and overly moralistic. The 1 → 4 movement, properly integrated, expands the One’s humanity.

Type 2 → Type 8: Assertion as Higher Function

Type 2 is traditionally understood to “disintegrate” to Type 8, becoming aggressive, domineering, and self-centered. The caring, other-oriented Two is seen to abandon empathy in favor of force.

Yet the Two’s structure often involves excessive attunement to others at the expense of the self. Twos may defer, accommodate, and seek approval, losing touch with their own needs and convictions.

Movement toward Type 8 activates the capacity for directness, strength, and self-assertion. The Eight’s willingness to say “this is what I think” or “this is what I need” is precisely what the Two lacks when overextended. While this shift may initially appear abrupt or even confrontational, it represents a critical step toward autonomy. The 2 → 8 movement allows the Two to embody their own authority rather than living exclusively through others.

Type 3 → Type 9: Grounded Presence as Higher Function

In the standard model, Type 3 “disintegrates” to Type 9, becoming disengaged, complacent, and apathetic. The driven, success-oriented Three is seen to lose momentum and fall into inertia.

However, the Three’s relentless focus on achievement can lead to over-identification with external validation and performance. The constant pursuit of success may obscure deeper questions of meaning, connection, and being.

Movement toward Type 9 introduces stillness, acceptance, and presence. The Nine’s capacity to step out of striving and into being offers a necessary counterweight to the Three’s forward drive. This shift can soften the ego’s edge, allowing the individual to reconnect with others and with themselves beyond performance. What appears as loss of ambition may, at a higher level, represent the integration of humility and peace—qualities often observed in mature leaders who transition from personal success to collective contribution.

Type 4 → Type 2: Relational Engagement as Higher Function

Type 4 is said to “disintegrate” to Type 2, becoming needy, dependent, and overly focused on others for validation. The introspective, emotionally rich Four appears to lose depth and become externally fixated.

Yet the Four’s structure can incline toward solipsism—an intense inward focus on personal identity, feeling, and uniqueness. This can limit engagement with others and reinforce a sense of separation.

Movement toward Type 2 opens the Four to relational connection. The Two’s outward orientation—its attentiveness to the needs and feelings of others—provides a pathway out of self-absorption. While this may initially manifest as dependency, it also represents the development of empathy, generosity, and shared experience. The 4 → 2 movement enables the Four to participate in relationship rather than merely reflect upon it.

Type 5 → Type 7: Embodiment and Expansion as Higher Function

Type 5 “disintegrates” to Type 7 in the traditional model, becoming scattered, impulsive, and escapist. The focused, analytical Five is seen to lose coherence and retreat into distraction.

In practice, however, the Five’s core challenge lies in over-withdrawal into the mind. The Five often privileges thought over experience, constructing elaborate internal systems while remaining detached from immediate reality.

Movement toward Type 7 activates sensation, spontaneity, and engagement with life. The Seven’s openness to experience allows the Five to step out of abstraction and into embodied presence. In my own experience, this movement has not been merely destabilizing but profoundly enlivening—an entry into states of being that feel more whole and integrated than the Five’s default stance. The initial excesses of this shift reflect the difficulty of integrating long-repressed domains, not their inherent dysfunction.

Type 6 → Type 3: Self-Confidence and Agency as Higher Function

Type 6 is said to “disintegrate” to Type 3, becoming competitive, image-conscious, and arrogant. The loyal, cautious Six appears to abandon its grounded nature in favor of performance.

However, the Six’s strengths—commitment, vigilance, and reliability—can become limiting when accompanied by self-doubt and over-reliance on external validation. Sixes may hesitate to act decisively, seeking reassurance rather than asserting direction.

Movement toward Type 3 introduces confidence, initiative, and forward momentum. The Three’s capacity to act, to lead, and to project capability is precisely what the Six requires to move beyond hesitation. While this may initially appear as overcompensation, it represents the development of self-trust. The 6 → 3 movement allows the Six to step into authority rather than continually deferring it.

Type 7 → Type 1: Structure and Discipline as Higher Function

Type 7 “disintegrates” to Type 1, becoming critical, rigid, and constrained. The free-spirited, pleasure-seeking Seven is seen to lose joy and become moralistic.

Yet the Seven’s pursuit of experience can lead to fragmentation—constant movement without depth or completion. Avoidance of discomfort may prevent sustained engagement with reality.

Movement toward Type 1 provides structure, discipline, and ethical grounding. The One’s capacity for focus and follow-through allows the Seven to channel its energy into meaningful action. While this shift may feel restrictive at first, it enables coherence and purpose. Real-life trajectories often reflect this movement, as individuals transition from restless seeking to grounded commitment, finding stability where previously there was only motion.

Type 8 → Type 5: Reflection and Restraint as Higher Function

Type 8 is said to “disintegrate” to Type 5, becoming withdrawn, secretive, and overly cerebral. The powerful, action-oriented Eight appears to retreat into isolation.

However, the Eight’s strength can become overextended, leading to dominance and a lack of reflection. Constant outward force may limit the ability to process experience or consider alternative perspectives.

Movement toward Type 5 introduces introspection, analysis, and restraint. The Five’s capacity to step back allows the Eight to refine its actions with insight. This shift does not diminish strength but deepens it, transforming immediate power into considered leadership. The 8 → 5 movement enables the Eight to lead with both force and understanding.

Type 9 → Type 6: Engagement and Commitment as Higher Function

Type 9 “disintegrates” to Type 6, becoming anxious, reactive, and worried. The calm, accommodating Nine appears to lose peace and stability.

Yet the Nine’s desire for harmony can lead to passivity and avoidance. By minimizing conflict, the Nine may disengage from necessary challenges and from their own priorities.

Movement toward Type 6 activates engagement, vigilance, and commitment. The Six’s attentiveness to potential problems encourages the Nine to confront rather than avoid difficulty. While this may introduce anxiety, it also fosters responsibility and active participation. The 9 → 6 movement transforms passive peace into engaged stability, grounded in awareness rather than avoidance.

Conclusion

This paper does not claim to offer a final or definitive resolution to the question of directional movement within the Enneagram. The system itself remains, by the admission of its most influential contributors, a work in progress. What has been offered here is a more limited but, I would argue, necessary intervention: a direct challenge to the prevailing assumption that one line of connection represents “integration” while the other represents “disintegration” or regression under stress.

The analysis presented suggests that this distinction, while historically influential, is conceptually unstable and developmentally incomplete.At a broader level, the persistence of this framework points to a certain hesitation within the field. There remains, at times, a noticeable deference to the foundational formulations of Don Richard Riso and Russ Hudson—a deference that is understandable given their substantial contributions, but which may also inhibit more direct re-examination of their assumptions.

Foundational work deserves respect; it does not require preservation in its original form. In a living field, even the most influential models must remain open to revision where they no longer adequately account for observed experience.The evidence considered here—both theoretical and experiential—suggests that movement along the so-called “direction of disintegration” is not inherently regressive, but often represents the activation of underdeveloped capacities essential for full psychological integration. While this movement may initially appear chaotic or destabilizing, it is better understood as the early phase of expansion rather than contraction. To continue to frame it primarily in terms of breakdown risks obscuring one of the Enneagram’s most valuable insights: that growth frequently occurs through precisely those domains the personality has learned to avoid.If this paper has a broader aim, it is simply to encourage a more direct and less deferential conversation about this aspect of Enneagram theory.

The language of “integration” and “disintegration” has had a long and influential run, but its limitations are increasingly apparent. All theoretical systems, if they are to remain vital, must be willing to outgrow their earlier formulations. It is in that spirit that this argument is offered—not as a final word, but as a contribution toward moving the discussion forward.

Dedication.:

For Tom Condon, the GOAT. And for Lynn.

Note: If you enjoyed this piece you may also like the piece below which also takes up the topic of the Enneagram.

On My Curious Relationship with the Enneagram
Posted on by Matt Thomas

Final Reflections on My Time With Isobel

Epigraph:

I wrote all night
Like the fire of my words could burn a hole up to heaven
I don’t write all night burning holes up to heaven no more

Phosphorescent

Note:These reflections were written in March 2019, in the immediate aftermath of a personal experience that destabilized me more than anything I had previously encountered. They were never intended for publication and have not been revised.I’m sharing them now as a record of that moment—not as a finished account, but as a document of what it felt like to be inside it: heightened, contradictory, and often unclear even to myself.

I have written at length about my experiences with the woman I am calling Isobel. You can find the narrative series here, here, and here. You can also find the play I wrote about this time here.

3/28/19:

I went too far.  I cannot tell if I went too far on purpose; certainly I pushed and pushed until I came to the end of the line.  Like an explorer bent on reaching the furthest possible point, I pushed my mind and body until they could take no more.  Now, the wind has gone out of my sails, for how long I cannot say.  Perhaps for a long time.  Yet I am not at peace, not yet, not now.  “I came so far for beauty/ I left so much behind.”  

Why was it that I had to roam so far out?  What was I running from?  Why did I lock my heart up so tightly that it had to explode in order to feel?  Was there a point at which I could have taken another turn, or was it all slated to occur just as it did?  You can ask why forever and get nowhere.  This I know.

So I met a woman and this shook me up.  She shook me up.  She wasn’t trying to, but she did.  My carefully balanced psyche, assembled and jury-rigged over decades, came apart in a matter of days.  Anything could have happened, and by the grace of god I was able to retain some kind of governing function, however weak, which helped me stay safe.  Over seven weeks everything that could be thrown at me was.  I was under massive physical and psychological strain and only my years of amateur study of consciousness and the unconsciousness saved me from succumbing entirely.  If I could do it over again (a terrifying notion), I would do almost nothing the same.  However, I understand why I made the choices I did.  There is little point, really, in interrogating the choices that we made in the light of the circumstances that were in place.  Things were, and I reacted to them as I did.  There is no getting around this.  

Still, I made every mistake in the book.  A classic mid-life crisis.  Stereo-fucking-typical, scripted to the t.  The funny thing is, I knew all about the blueprint and it still happened.  “My Dinner with Andre” was a foundation text.  I’d read Jung and James Hollis on midlife, extensively.  Paradoxically perhaps, the very knowledge of the blueprint may have helped bring the symptoms into being.  Or not, maybe I was semi-consciously gathering resources with the implicit foreknowledge that one day they would be needed.  Either way, advance information about the terrain only allowed me to stay on my feet—it did not allow me to change course.  

I was a Gemini warrior on a private quest, one unseeable from the outside and barely even discernible to myself.  So many windmills, so much striving for the grail.  To what end?  A window seat—a temporary sinacure—and a chance to draw breath at sea level.  That’s about it.  Can I learn to live as it seems others do, with a little less metaphysical strum und drang, present in the world of the senses, just living?  I don’t know what it is like not to live in my head and don’t remember when I started living this way.  What I know now though it, it’s a trap.  A mire.  An maze with no exit.  A road to nowhere.

In five years time will this all seem to have been necessary—just part of the process of being a human?  God I hope so.  That’s what the literature says—the final stage is acceptance.  How I am doing with that?  I accept that what happened happened.  I accept that I made choices that made sense in the moment.  I accept that that my personality was in large part a construct and that I am better off without a lot of it.  And, I accept the possibility of a silver lining somewhere down the line.  The magnitude of the experience and its ripple effects, these are things I am still coming to terms with.

I have seen some things that many will never see.  Beautiful and fantastic things, awful things.  As a result, I am shaken and somewhat unsteady.  That’ll happen when you stray too close to the light.  But those things are not mine—they do not belong to me.  They have their own location, their own zone, at the edges of the known.  I was granted, or gained, access to a sliver of another realm, yet I do not know how deep or how wide that realm is.  Right now it is enough to know that it is there, more than enough.  Both climbers and divers may feel sick when returning to sea level.  I don’t know if I have been climbing or diving or, somehow, both, and in the end it does not matter.  Leonard Cohen’s ladies man dies again and again throughout the ages.  “It’s like a visit to the moon or to that other star/ I guess you’d go for nothing/ if you really want to go that far.”  I didn’t want to go that far, not really, but I did anyway.  

===== =====

3/29/19:

Why did I give up on my job?  Because let’s face it, I gave up.  Let’s get some things out in the open.  I managed my energy very poorly for a long time.  I was using shortcuts and papering over energetic issues to keep going at the pace I was working.  For the last three or four years I was also withdrawing bit by bit—taking more half days off, shrugging more off, and putting off longer term planning that was necessary for the program.  I was basically exhausted on an energetic level and this led to taking more time for myself and spending too much money just to get a space to reset—to feel something.  

What was it that was so exhausting?  As I’ve spoken about to many, the constant pushing of the stone uphill, the constant battle to get needs listened to, was certainly tiring.  The feeling that it was really just me, a middle man, at the top of a huge operation and I didn’t have the tools or the power to do the things I needed to.  The feeling that there were so many program areas that were not as good as they could be.  The growing gap in my marriage which allowed me to seek feeling connections recklessly and a little randomly.  

After a while, my psyche was being held together by string, by a thread.  I was carrying deep wounds from the past which I hardly knew existed, had hardly ever looked at.  I was an unitegrated personality in many ways and have no real root here in Japan.  The sense of being included in an extended family that existed when I met my wife was long gone.  My dream life was giving me warnings and maybe I could have done something with them.  I was primed for a crack-up.  

What was it about Elodie that enraptured me so entirely?  I think it was the combination and sexuality and motherliness, her openness, her painful past which she was so open about, and some kind of deep inherent similarity that we both felt, and proceeded to blow out of all proportion.  And she wanted to spend every minute with me!  I was around the bend about her within a day.  There are funny parts to the story—man I knew I was in trouble.  That’s why I was listening to the Mendoza Line non-stop.  “Mistakes were made tonight” indeed.  I recognized that I was right on the edge and programmed myself not to step over it on the conference.  And then I got on the plane and proceeded to step right off the cliff in another way.  Long term, I guess it was a better cliff but how I thought I was in the right frame of mind to make that kind of decision, I’ll never understand.  The correct move I made was to put people around me to keep me safe.  The mistake I made was to recruit them into my plan to leave my job when I should have sought advice and depended on them to guide my decisions.

I feel like I want to say this—school leadership was poor.  My decision to leave was not a direct result of the lack of leadership; it was a result of a massive energy change/ charge that took my system by storm and caused me to lose all perspective.  However, the energy issues were in many ways a result of stress and repression of anger and frustration over how things were being handled, both over the short and the longer term.  The issues were deep—still today my body is not right.  I’m fragile, I’m weak, I’m a shell of my former self.  

“This is the new not normal”—I’m listening to the new Lambchop album.  It’s good of course, but kind of all sounds the same.  That’s OK though.  How can I get used to this new not normal at this office?  There is nothing to do.  Maybe that will change, and maybe I can make it change.  Right now I am the definition of a clock-watcher.  I know I put myself in this position and I’ll endure, but at what cost?  Something needs to change, but I know I can’t push myself back into a bunch of old patterns even if I could.  Maybe I was acting like an INTP—maybe feeling was the most buried function of all.  This is probable.  

My damage is deep, generational.  If I am right in imagining that for some bizarre reason I had a role to play in clearing up or shouldering this burden and sort of resolving it, well that’s something I did.  I certainly felt this way last fall, and that sense, that notion is still present.  And now what?  I am not special just because I have begun to own up to my damage.  The best thing I can do now is to pass on as little as I can to my son—to be as present as I can with him as often as I can.  

I also need to extend my working lifespan.  This is a priority, and I need to be realistic about this.  However, I’ve been stressing myself out to figure this out like today and that I can’t do.  My priorities have to be: i) to minimize spending and pay the bills; ii) to cut way back on drinking; iii) to network and think positively about the future little by little.  Anything can come.  Tell yourself, anything can come.  Anything can come.  

FIN        

===== =====

3/30/19:

There is no point in trying to write well right now.  I am writing just to pass the time and continue to process my guilt and my heartache.  The sense that somehow I was wired wrong is persistent, despite people who care about me trying to tell me otherwise.  I mean, I have not been practical, have not made ordered decisions about securing my life and that of my family.  I have made ordered decisions in so many other areas, not this one.  How could that even be?  I have no real answer to this—magical thinking, arrogance, the feeling that I could somehow tread water forever. I don’t know.

Ann wrote that I might have a form of PTSD from the collision with Elodie.  This rings true.  Meeting her shook up my mind and body at a core level.  The ideas of animating archetypes are not just ideas.  They are real.  When Elodie and I fell into one another, I lost all sense of self.  I wanted to give everything and anything to her, falling over myself to do so, to explain, to unburden myself.  She was attracted and fascinated by some of this, but was also overwhelmed by the extent and speed of it all.  On my end, I was overwhelmed too, overwhelmed by the depth of the attraction and how far I fell into her.  We talked, and I could not figure out was this an ascent or a descent.  So strange that it could be both.  It was more a trip into the infinite.  A trip for sure.  I exited London and I was undone.  I was terrified and thought I was bulletproof at the same time.  I should have leaned more into the terror—I should have slowed down and assessed.  This I did not do.

Calling Lynn and getting the idea of the kundalini was helpful.  This was another juncture I could have turned for the better—tried to get grounded in a more appropriate way.  Like the runner I once was, I just thought I could run the energy to ground.  In the end I did, too late and with too much cost.  So here I sit in a purgatory of my own making, bereft.  Is this what I was destined to have to deal with—the emptiness, the total lack of self without the worldly tasks that were set me?  I am having new thoughts—thoughts about the break up of extended families and that this is one of the core problems in modern life, perhaps the core one.  Loneliness is probably an epidemic, almost certainly.  

For a moment there was music, there was dance and movement, there was sexual confidence, there was bravodo.  No longer.  Why can’t those feelings, those urges, be regulated and controlled?  I suppose they can, with practice.  Apply myself, that’s something I’ve always had difficulty doing toward a skill.  Variety seeking—always on the lookout to change direction.  How boring.  

I know I need to focus on my health, but how can I do that with these days stretching in front of me like this?  I am in a tough situation.  This is a fact.  I can’t write my way out of this.  What am I supposed to be learning?  What is it even possible to learn here?  Patience, humility?  Patience for what, for reinstatement to the culture that pushed me over the edge?  I read about principles under stress in Australia and no one wanting the job.  I can understand why.  I never wanted to be that high up either—really didn’t.  I only accepted it because I was apparently the best person.  What could have been different?  I did all I could to delegate, well, I tried.  I felt guilt over my classes being below-par, could not stop working on the weekend, got worn down.  

There has to be a silver lining.  Well, one is the conference lifestyle is over.  That had to end, and an end was forced on me.  That’s a net positive.  I may be able to address my habits.  This is going to be super hard because of the sleep and because I gain pleasure from the pub.  Can I keep the pub and drop the rest?  That has to be the goal.  

Dedication:

For Elodie. I love you.

=====

Note: If you liked this piece, you may also like the pieces below which also take up the difficulties of modern romance.

Simona
Mariko
Posted on by Matt Thomas

WAYFARER: A PLAY

Note: This piece is a five-act play based loosely on a week I spent in Oxford in 2018. Unlike my previous narrative essays on the same material, (here, here, and here), this is written as a staged work, with dialogue, silence, and structure doing the heavy lifting. At its core, the play explores the tension between experience and narration—what happens when a person tries to turn a living moment into a story too quickly, and what is gained (and lost) in that process. While grounded in real events, it is not strictly autobiographical; it is a shaped and curated version of those experiences. As with all my work, the hope is that it resonates beyond its immediate context. Thank you for reading.

A Five-Act Play

EPIGRAPH

I can’t believe all the good things that you do for me
Sat back in a chair
Like a princess from a faraway place
Nobody’s nice
When you’re older your heart turns to ice

Mark Kozelek — Have You Forgotten

ACT I — THE WAYFARER

Scene 1 — Registration Desk (Threshold)

Lights: institutional white. Gradual warm shift beneath it, as if memory is already leaking into the space.

Sound: distant conference murmur. A faint, unresolved piano note.

A desk. A GATEKEEPER. A lanyard laid out like an object of passage.

MATT enters. Slightly lost. He has clearly been walking longer than intended.

GATEKEEPER
Name?

MATT hesitates. Reaches for something that is not yet ready.

MATT
Here. I think.

He presents credentials.

Stamp sound. Too loud for the space.

The badge is handed back.

CHORUS (from off, soft, not fully placed in space)
Arrival.
Conference.
Inn.
Story begins again.

NARRATOR-MATT (aside, not heard by others)
I thought I came to learn.

The badge feels heavier than it should.

Lights soften.

Scene 2 — Inn Common Room

Warm, slightly unreal hospitality lighting.

Tables. Cups. A space that feels both public and private but refuses to decide which.

ELODIE is present as if she has always been there.

MATT notices her immediately.

NARRATOR-MATT
Voltage.

ELODIE
Tea?

MATT
Yes. Thank you.

Beat. Nothing rushed.

CHORUS (slightly brighter, almost encouraging)
House lady.
Innkeeper.
Muse—

(a correction, quieter)
No. Person.

ELODIE does not acknowledge the Chorus.

Scene 3 — “Sing for Your Supper”

Sound: faint guitar motif. The room subtly shifts into performance space without fully becoming one.

CHORUS subtly rearranges space like memory editing.

MATT sings quietly:

MATT (singing fragment — The Clientele, “The Violet Hour”)
so that summer came and went
and I became cold
yeah I became cold

ELODIE listens. No visible transformation.

NARRATOR-MATT
Hospitality is not destiny.

The room remains unchanged.

Blackout.

ACT II — THE HOT ZONE

Scene 1 — The Casino

Green felt lighting. Rotating overhead spot.

CROUPIER replaces Gatekeeper.

CROUPIER
Place your bet.

MATT
Meaning.

CHORUS
Luck.
Chance.
Myth begins when odds are misread.

MATT places chip.

Sound: chip hits felt—final, sharp.

Scene 2 — Triptych (Three Trips)

Lighting pulses three times. Distinct beats.

MATT (low, repeating)
Three trips.
No more trips.

CHORUS fractures into three figures: GENIE / GHOST / MESSENGER.

NARRATOR-MATT
Inspiration gone.

GENIE (brief, playful)
First.

GHOST (slow, distant)
Memory.

MESSENGER (clear, neutral)
Transmission.

All fade.

Scene 3 — Jungle Confrontation

Green light. Reduced set. No realism.

MATT
Her.
Leave everything.
Frontman.
Practice.

ELODIE
No.

MATT
What is this?

ELODIE
Not your exorcism.

CHORUS
Brink.

Blackout.

ACT III — NAMING THE PATTERN

Scene 1 — Needy Boys

Two chairs. Neutral white light.

ELODIE
Don’t narrate me.

MATT pauses. This lands fully.

NARRATOR-MATT
I was writing her.

Silence.

Scene 2 — Chapel

Stillness. Breath-level sound only.

CHORUS (barely present)
Meaning.
Destiny.
Story.

NARRATOR-MATT
Room, not revelation.

Silence holds.

Scene 3 — Pattern Recognition

Lighting: subtle timeline shifts—memory flickers, not time travel.

NARRATOR-MATT
Senior year.
Again.

ELODIE
Your pattern is yours.

MATT
I see it.

CHORUS
First choice.

Blackout.

ACT IV — RELEASE

Scene 1 — The Offer

Dusk light.

MATT
Part-time.
Scout.
Not jungle.

ELODIE
Boundaries are kindness.

Scene 2 — The Pivot

Warm domestic light replaces earlier symbolic tones.

MATT
Family.
Music.
Life.

CHORUS
Myth.
Escape.
Hero.

MATT
No.

Silence holds. No response from Chorus.

Scene 3 — Chorus Dissolves

Lighting: references dim one by one.

CHORUS removes masks.

NARRATOR-MATT
The story stayed.
The spell lifted.

Blackout.

ACT V — OXFORD CODE

Scene 1 — Gesture

Morning Oxford grey. Minimal space.

ELODIE
Take care.

MATT
You too.

Beat.

No escalation. No closure ritual.

Scene 2 — Benediction (Chapel Revisited)

Same chapel. Quieter now.

Sound: Arvo Pärt piano. Sparse. Non-declarative.

NARRATOR-MATT
Gratitude.

Silence. Breath.

MATT listens without narrating.

Scene 3 — Train

Sound: distant platform announcement. Train readiness.

Gatekeeper becomes CONDUCTOR.

CONDUCTOR
All aboard.

CHORUS
Run back.
Declare.
Confess.

MATT
No.

MATT boards train.

NARRATOR-MATT
The jungle is real.
The girl is real.
The story remains.

Beat.

NARRATOR-MATT (softer)
You think you’ve finished it. Then it comes back different.

NARRATOR-MATT (aside)
She knew more than I could say.

Train departs.

Lights fade with motion, not blackout.

FIN

Posted on by Matt Thomas

On The Sunset Tree by the Mountain Goats

Note: This piece takes up the 2008 record The Sunset Tree by The Mountain Goats as a tightly structured emotional sequence rather than a loose collection of autobiographical songs, tracing how John Darnielle moves from childhood survival through adolescent endurance, imagined justice, outward identification with others’ suffering, and finally a grounded, unsettling encounter with memory and partial reconciliation.

Epigraph:

I leaned my head in close to the little record player on the floor

So this is what the volume knob’s for.

Released in 2005, The Sunset Tree is widely regarded as the defining record by The Mountain Goats and the most directly autobiographical work by John Darnielle. The album centers on his childhood and adolescence under an abusive stepfather, and the long, uneven emotional project of trying—never quite succeeding—to understand or forgive that past. It has become the band’s best-known record, both for its clarity and its force, with songs like This Year and “No Children” forming its core identity in the wider culture.

Dance Music

“Dance Music” opens in a small, specific place—Johnson Avenue in San Luis Obispo—and immediately establishes the strange clarity of childhood memory: precise details without full understanding. A television hums with the Watergate hearings, a child senses that something is wrong but cannot name it, and a record player becomes an unlikely refuge. From that point, the song moves with quiet precision between moments of violence, escape, and interior unraveling, compressing years of experience into just over two minutes.

What strikes me is how firmly he anchors the song in space and time: Johnson Avenue, San Luis Obispo, five or six years old, Watergate hearings on TV. It’s precise enough to feel real, but not over-described. This isn’t abstraction—it’s memory with edges.

The child doesn’t understand what’s happening, but senses it. That “spidy sense” of something wrong is exactly right. The record player becomes a kind of accidental sanctuary. And then the line about the volume knob—discovering control for the first time—still hits hard. It’s a moment of agency inside chaos.

Cut forward, and nothing has resolved. The same house, the same structure, but now adolescence, relationships, internal damage. The “secret sickness” feels like a slow internalisation of everything that could not be processed earlier. The movement language—twisting roads, cul-de-sacs—suggests trying to find exits that don’t exist, or lead back into themselves.

And then the final image: police, dance music still playing. No resolution, just continuation under pressure. The refusal to close is part of the point.

This Year

If “Dance Music” shows how survival begins, “This Year” shows how it is sustained. Still rooted in the same autobiographical terrain of John Darnielle’s adolescence, the song shifts from memory to immediacy. It is one of the most recognizable songs by The Mountain Goats, defined by urgency, repetition, and forward motion.

This song is about survival and grit. The details—an older car, struggling engine, movement through space—create a physical sense of instability. You can feel the effort of motion.

The repetition is not optimism—it’s insistence. Saying something until it becomes structurally real. “Manifest” is the right word. This is survival being constructed in real time.

The narrative sections imply violence without naming it. Everything is loaded, but never fully articulated. That restraint is what makes it powerful.

And the ending—moving toward a distant, almost mythic place like Jerusalem—carries the sense of escape not as fantasy, but as direction.

Up the Wolves

Placed mid-record, “Up the Wolves” becomes the pivot between endurance and imagination. Where This Year insists on survival and Song for Dennis Brown expands suffering outward, this song introduces the possibility of emotional reordering—of imagining forgiveness, escape, and restructured power.

The key idea here is that damage is not escapable—it follows you. But alongside that is the introduction of imagined relief. The more aggressive imagery is not literal—it’s emotional escalation, the mind testing what justice might feel like if it were unconstrained.

The Roman myth framing matters: origin stories built from violence and absence. It lifts the personal into something archetypal. This is the first time the album seriously considers not just survival, but transformation of structure.

Song for Dennis Brown

At first glance, this appears to be a departure—a tribute song placed late in a deeply personal record. But it functions instead as expansion. The focus shifts from autobiography to shared human conditions of mortality, damage, and endurance.

Dennis Brown died in 1999, widely associated with Rastafari culture and a life shaped by both musical legacy and personal struggle.

This is not just about Dennis Brown—it is identification. The song places him and the speaker inside the same pattern of fragility and consequence.

The world is not paused by death. It continues. That’s the structural point. The imagery of decay alongside innocence creates dissonance—life continuing in spite of damage.

The violent reworking of natural imagery reinforces that nothing remains untouched. This is the album’s outward turn. Not introspection, but scale.

Pale Green Things

As the final track, this returns to specificity. The stepfather is no longer a looming figure of power but a weakened, aging man after a heart attack, still performing small routines at the racetrack. The focus is observational rather than symbolic.

We are grounded in physical detail: racetrack, stopwatch, Racing Form. A man reduced but still engaged with structure The “pale green things” recur as quiet markers of life continuing—small growth, persistence, indifference.

The shift is subtle but crucial: the speaker is now present with him in this space. Not outside it. Memory returns not to violence but to observation. That is the emotional pivot. What remains is not resolution, but recognition. The mind returns to this moment rather than others.

Closing reflection

Across these five songs, The Sunset Tree traces a coherent emotional progression: from childhood survival in “Dance Music,” to adolescent insistence in This Year, to imagined restructuring in Up the Wolves, to outward identification in Song for Dennis Brown, and finally to direct, grounded confrontation in Pale Green Things.

What makes the record so enduring is not that it resolves the question of abuse or forgiveness, but that it refuses to simplify it. Survival is shown as repetition, will, imagination, projection, and finally memory itself. Forgiveness appears not as an endpoint, but as something unstable, partial, and deeply contested.

It is also worth noting—without collapsing interpretation into autobiography—that these questions are not abstract. Many listeners carry their own histories of harm and difficulty in forgiving those histories fully. I would include myself in that broader human category. What makes this record remarkable is not that it answers forgiveness, but that it shows how seriously it must be attempted, even when it remains unresolved.

That is why The Sunset Tree endures: it treats survival and forgiveness not as conclusions, but as ongoing acts of attention.